disclosures


Disclosures

As of May 18, 2015: Where applicable, RPg replaced the third party research provider that generated the sector and allocation exposures to the RPg AlphaSector ETF managed portfolios offered with an internally developed quantitative algorithm, “ActivePardigm”, to determine the sector and allocation exposure to the portfolios. Additionally, ETF managed strategies and composites named “AlphaSector” were renamed where applicable. Please refer to ADV Part 2A for more detailed information as well as composite disclosures for further important information.

Risk Paradigm Group, LLC also doing business under the trade name “RPg Asset Management” (herein “RPg”) is a Registered Investment Advisor (“RIA”), registered with the U.S. Securities and Exchange Commission (“SEC”). RPg provides asset management services clients throughout the United States. RPg will maintain all registrations and notice filings with the SEC and states in which RPg conducts business. RPg provides its services in a particular state only after complying with all regulatory requirements, or pursuant to an applicable state exemption or exclusion.

This web site is intended to provide general information about RPg. It is not intended to offer investment advice. Information regarding investment products and services are provided solely to read about our investment philosophy, our strategies and to be able to contact us for further information.

Market data, articles and other content on this web site are based on generally-available information and are believed to be reliable. RPg does not guarantee the accuracy of the information contained in this web site. The information is of a general nature and should not be construed as investment advice.

RPg will provide all prospective clients with a copy of our current Form ADV, Part 2A (“Disclosure Brochure”) prior to commencing an Advisory relationship. Existing clients will receive a copy on an annual basis. However, at anytime, you can view our current Disclosure Brochure on our web site. In addition, you can Contact Us to request a hardcopy.

If you have any questions regarding Compliance and Regulatory information, please Contact Us.

 

Index Definitions

No investor may invest directly in an index. Data for all Indexes represented in this material does not reflect the actual trading of any client account. None of the indices referred to herein reflect the deduction of the fees and expenses to be borne by a client, whose managed account may trade and invest in different financial instruments than those in a particular index. Concentration, volatility and other risk characteristics of a client’s account also may differ from the indices shown herein. Index data is provided only for reference purposes and is not intended to suggest that any client will achieve performance similar to, or better than, an index. No representation is being made that any client will or is likely to achieve results similar to those presented herein.

The S&P 500® Index is an unmanaged index of 500 stocks that is generally representative of the performance of larger companies in the U.S. Please note an investor cannot invest directly into an index.

Please see important Performance Composite Disclosures included with each strategy’s performance reporting.

No investment strategy or risk management technique can guarantee returns or eliminate risk in any market environment. Any projections, market outlooks or estimates in this presentation are forward-looking statements and are based upon certain assumptions and should not be construed as indicative of actual events that will occur.